October 23, 2020 is the deadline to provide feedback on the self-regulatory organization (SRO) framework consultation paper.
Learn more about what the ASC is doing to support market participants and investors.
The ASC’s Outreach and Education Seminars designed for Alberta-based Exempt Market Dealers, Portfolio Managers and Investment Fund Managers were held in Calgary on Tuesday, May 29, 2018 and in Edmonton on Thursday, May 31, 2018.
The slide decks from the ASC's 2018 Registrant Outreach and Education Seminars are now available here:
Performance Reporting Basics
Presented by Kathy Ferguson
Know-Your-Product - Issues
Presented by Matias Pendola and Adam Hillier
Presented by Zulqer Khan
Cyber Security & Alberta Organizations
Presented by Jean Hernandez