October 23, 2020 is the deadline to provide feedback on the self-regulatory organization (SRO) framework consultation paper.
Learn more about what the ASC is doing to support market participants and investors.
The ASC's Outreach and Education Seminars designed for Alberta-based Exempt Market Dealers, Portfolio Managers and Investment Fund Managers were held in Calgary on Tuesday, November 6, 2018 and in Edmonton on Thursday, November 8, 2018.
The slide decks from the ASC's 2018 Registrant Outreach and Education Seminars are now available here:
Navigating an ASC Compliance Review
Presented by Steve Quinn and Jennie Chen
Presented by Ashley Lee
Presented by Kathy Ferguson