October 23, 2020 is the deadline to provide feedback on the self-regulatory organization (SRO) framework consultation paper.
Learn more about what the ASC is doing to support market participants and investors.
An ASC hearing for an enforcement proceeding started by a Notice of Hearing dated April 1, 2019 or later is to be conducted using electronic documents instead of paper documents, unless ordered otherwise (see section 10.4 of Rule 15-501 Rules of Practice and Procedure for Commission Proceedings). This is referred to as an electronic hearing or an E-hearing.
Guidelines for using electronic documents in ASC Enforcement hearings